Entity Governance
Governance, compliance, and risk frameworks that meet international best practice.
Entity Information
Corporate Details
Legal Name
Fulton Capital Management Limited
Jurisdiction
Labuan, Malaysia
Regulator
Labuan Financial Services Authority (Labuan FSA)
Licence Reference
LL05288
Governing Legislation
Labuan Financial Services and Securities Act 2010
Business Activity
Fund Management
Registered Address
Level 33-03, Menara EcoWorld, Bukit Bintang City Centre, 2, Jln Hang Tuah, Pudu, 55100 Kuala Lumpur, Wilayah Persekutuan Kuala Lumpur, Malaysia
Labuan Office
Unit Level 9F(2), Main Office Tower, Financial Park Labuan, Jalan Merdeka, 87000, Federal Territory of Labuan, Malaysia
Year of Incorporation
2006
Framework
Our governance architecture
Regulatory Framework
Fulton Capital Management Limited is licensed and regulated by the Labuan Financial Services Authority (Labuan FSA) under the Labuan Financial Services and Securities Act 2010. We operate under licence reference LL05288 and maintain full compliance with all applicable regulatory requirements.
Investment Committee
All investment decisions are made by our Investment Committee, which applies a rigorous, systematic due diligence process. Each opportunity is individually assessed against our credit policy, ensuring consistency and institutional discipline across all mandates.
Compliance & Reporting
We maintain comprehensive compliance and reporting frameworks in accordance with Labuan FSA requirements. Regular regulatory reporting, internal audits, and ongoing compliance monitoring ensure our operations meet the highest standards of institutional governance.
Risk Management
Our risk management framework encompasses market risk, credit risk, liquidity risk, and operational risk. We employ a multi-layered approach to risk identification, assessment, and mitigation, with independent oversight at every level of the investment process.
AML/CFT Compliance
We adhere to strict Anti-Money Laundering and Counter Financing of Terrorism (AML/CFT) policies and procedures, aligned with the guidelines and directives issued by the Labuan FSA and international standards set by the Financial Action Task Force (FATF).
Data Protection
We take the protection of personal data seriously. Our data handling practices comply with applicable data protection regulations, and we maintain robust information security protocols to safeguard client and partner information at all times.